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Mindful Exercise in Chronic Disease Management-Focus on Hatha Yoga and Cardiovascular Disease
By Ralph La Forge, M.Sc.
Mind-body fitness
has been characterized as a state associated with improved muscular strength,
flexibility, balance and coordination, but perhaps most importantly from
a health promotion viewpoint, improved mental-development and self-efficacy.
Mind-body fitness is best acquired by engaging in daily mind-body exercise
or what is also referred to as "mindful exercise." Although it has eluded
a specific universal definition, mind-body exercise is currently defined
as physical exercise executed with an profound inwardly-directed focus
(IDEA Mind-Body Fitness Committee, 1997). This inwardly directed attention
is focused in a nonjudgemental fashion on self. Self focus includes specific
attention to breathing and proprioception or "muscle sense." Nearly any
exercise modality can couple mindfulness with physical activity, however
mind-body exercise incorporates a specific mindful or meditative mindset
to generate a temporary self-state or inwardly-focused contemplative state.
These relaxed-contemplative states experienced in mind-body exercise may
confer health benefits precluding the need for higher intensity exercise
for those who either cannot or do not require higher-intensity conventional
exercise. Mindful exercise also focuses on the present moment and is process-oriented
in contrast to most forms of conventional exercise which center on specific
goal or performance-oriented measures such as performance times, fat-burning,
body-sculpting, power output, and target heart rate zone. This exercise
form relies on self-monitoring of perceived effort, breathing, and non-judgmental
self-awareness rather than cuing on an exercise leader or peer-influence
experienced in conventional group exercise classes.
The definition and scope of what is and isn't mindful exercise is likely
to see much change over the next few years. Not all mind-body exercise
techniques use an "inwardly-directed focus". By contrast, some forms use
the process of disassociation in order to improve or extend exercise performance.
Such externally-directed techniques are frequently employed in athletic
competition and even in some forms of Tibetan meditative practices. These
disassociative techniques include various cognitive strategies that divert
attention from the stress and pain of prolonged physical exercise.
The complimentary use of mind-body exercise in conventional fitness and
health promotion programs should further increase the number of physically
active people in populations and communities by offering more choices
and/or an alternative to those who cannot or are unwilling to participate
in individual aerobic exercise programs. Many mindful exercise programs
also have the potential to help treat a number of chronic disease states
at significantly lower exercise intensities in contrast to many conventional
exercise routines.
Example Mind-Body Exercise Programs
Hatha yoga (eg. Iyengar, integral, viniyoga, restorative)
T'ai Chi, Tai Chi
Chih, and Qigong
Pilates
style exercise
Laban Movement Analysis
Alexander Technique
NIA Technique
(Neuromuscular Integrative Action) Learn
More
Feldenkrais Method
Ethnic dance routines
Other contemporary forms
Mindful Exercise Criteria:
For mindful exercise, particularly hatha yoga, to be optimally fulfilling
it will require more than merely assuming "correct" physical postures
and poses. The criteria for what constitutes mindful exercise is likely
to see a continuing metamorphosis over the next decade as newer interpretations
and programs evolve. A number of authorities have suggested the following
component criteria for mindful exercise, that is, mindful exercise including
hatha yoga should integrate the following features:
(1) Mentative. A non-competitive and non-judgmental introspective component
which is process-centered versus being strictly goal-oriented.
(2) Proprioceptive awareness. Mindful exercise is characterized by relatively
low-level muscular activity coupled with mental focus on muscle and movement
sense.
(3) Breath-centering. Breath is frequently cited as the primary centering
activity in mind-body exercise. There are many breath centering techniques
in the mind-body literature.
(4) Anatomic alignment (eg. spine, pelvis, etc.) or proper physical form
. Disciplining oneself to a particular movement pattern or spinal alignment
holds true for many forms of mind-body exercise such as hatha yoga, Alexander,
and Tai Chi. It is also important to note that not all mindful exercise
programs prioritize such alignment characteristics.
(5) Energycentric. The perceptive movement and flow of one's intrinsic
energy, vital life force, chi, prana, or other perceived energy common
to that described in many classical mind-body exercise programs.
Conditions That May Improve The Clinical Efficacy of Mindful Exercise:
from: Brown 1998; Harrington 1997; Benson 1996 (20)
- For conditions in which stress directly affects the symptoms: eg.
certain forms of depression and anxiety or where pain, asthma, and
blood pressure are made worse with stress
- Patient's pre-existing beliefs, expectations and social support
- Positive or healing/supportive environment
- Good and trusting relationship between patient or client and health
professional
- Biocultural factors The word "yoga" means "union". Yoga is a form
of exercise based on the belief that the body and breath are intimately
connected with the mind. By controlling the breath and holding the
body in steady poses or "asanas", yoga creates harmony.
General Considerations for Using Hatha Yoga in The Clinical Setting
The word "yoga" means "union". Hatha yoga is a form of exercise based
on the belief that the body and breath are intimately connected with
the mind. By controlling the breath and holding the body in steady
poses or "asanas", yoga creates harmony. Yoga practice consists of
five key elements: proper breathing, proper exercise, proper relaxation,
proper diet, and positive thinking and meditation. The exercises,
or asanas, are designed to ease tense muscles and to improve the flexibility
of the body's joints and ligaments.
As in any form of physical conditioning, all patients who are referred
to hatha yoga programs should first be evaluated for overall health
status, exercise tolerance, and psychosocial function. Patients with
existing cardiovascular disease, eg. angina, post- myocardial infarction,
CABG, PTCA, should also be evaluated for exercise related- arrhythmias
and/or angina and ventricular function. As a general rule, the more
quiescent forms of hatha yoga, restorative and modified Iyengar and
vini yoga are appropriate.
A pre-referral evaluation is particularly warranted for those patients
beginning more physical forms of hatha yoga because they require greater
muscular strength and cardiac work. The author is unaware of any published
contraindications of mindful exercise and cardiovascular disease per
se as there has been very little research comparing the mind- body
exercise modalities in this patient population. Contraindications
to more physically demanding yoga exercise, eg. select Iyengar yoga
poses and Ashtanga yoga, should be similar to those published by the
ACSM (1) AACVPR (2) and for entry into in- and outpatient exercise
training programs.
Patient progress should be periodically evaluated at 4-week intervals
for the first 60-90 days and at 6-month intervals thereafter. Although
there are no tested and published standards for monitoring mindful
exercise, particularly hatha yoga, exercise progress for patients
with cardiovascular disease it seems reasonable to monitor at least
three parameters during the course of therapy: program adherence,
cognitive response, and musculoskeletal response such as changes in
muscular strength, balance, flexibility and any tendency for musculoskeletal
strain or injury. There are also numerous structured- interview prototypes
and self-report tools that the clinician or yoga therapist can use
to measure changes in mood, psychological well-being and relaxation
abilities, eg. Jenkins Activity Survey, Profile of Mood States questionnaire,
State-Trait Anxiety Index, Cook Medley Hostility Scale and others
described in stress management practice publications (3). Standard
quality of life measures, eg. SF-12 and SF-36 forms, are also appropriate
and a simplier approach to assessing both psychological and physical
parameters.
The form and style of hatha yoga program chosen will depend upon the
patient's initial level of musculoskeletal fitness and therapeutic
goals. For instance, restorative/therapeutic and integral yoga generally
involve less exertion and more of a relaxation component which may
more appropriately address stress-related problems of the patient.
Patients with mild to moderate hypertension are also candidates for
mind- body exercise, especially those who are resistant to comply
with drug therapy. Ashtantga and Iyengar yoga generally focus on strength,
flexibility, and require considerable mental concentration thus they
may be more appropriate for higher functional class patients (eg.
>12 MET exercise capacity) who have successfully completed Phase III
and IV cardiac rehabilitation. Some yoga postures significantly increase
blood pressure and may be inappropriate for stage two-plus hypertension,
ie., those with blood pressures greater than 160/105 mmHg. DiCarlo
and coworkers recently demonstrated significantly greater systolic
and diastolic blood pressures in yoga practitioners practicing Iyengar
style yoga when compared to moderate treadmill walking (4).
There are many permutations of style within each form and style of
hatha yoga and it is important to personally evaluate the attributes
and safety of each prior to referring a patient. The quality of mind-body
fitness instructors also varies greatly. For this reason the clinician
should look for the following instructor qualifications: those
with formal training and/or professionally-certified for the method
they use, have at least 4 years experience in teaching a variety of
adults, and have an understanding of the specific limitations of the
patient referred. Ideally, the instructor would also be familiar with
the consensus practice guidelines for the medical condition for which
they are working with.
In general, it is wise to refer to yoga practitioners who on the first
visit will meet with the patient individually to conduct an
individual thorough hands-on evaluation of strength, flexibility,
and posture as well as demonstrate initial poses. This evaluation
and accompanying individualized posture modifications should be a
requirement for all those just beginning yoga. Yoga classes can be
challenging and difficult; consequently it is important to refer to
beginner's level classes (there is even a wide assortment of beginning
levels). Deconditioned patients, especially seniors, will generally
have a more favorable response to Alexander, restorative/therapeutic
and integral yoga rather more strenuous forms of yoga such as Ashtanga
and intermediate-advanced forms of Iyengar. Iyengar and Ashtanga require
more strenuous movement patterns and/or poses which can significantly
elevate systolic blood pressure and cardiac afterload (4).
A growing number of outpatient clinical programs have found that mindful
exercise has been especially helpful with select hypertensive, dyslipidemic,
and cardiac rehabilitation patients. Tai chi, restorative/therapeutic
and viniyoga, NIA, and Feldenkrais are particularly well suited for
outpatient phase III and IV cardiac rehab because of their ability
to improve strength, coordination, and stress management skills while
being relatively low-risk for inducing myocardial ischemia and musculoskeletal
injury. This is because these particular mindful exercise programs
are executed at a low tempo and use very low resistance movements
while using breathwork and proprioceptive awareness to reduce tension
and instill a relaxation response. These low-level mind-body programs
day also be more appropriate for those patients for which conventional
physical conditioning is contraindicated such as in patients with
poor ventricular function and AICD emplacement. Patients with NYHA
Class I to III heart failure may also be responsive to mind-body exercise
programs such as tai chi, restorative and therapeutic yoga, and Alexander.
Such programs reduce stress, improve muscular strength and balance,
and generate a sense of well-being which is so important in patients
with poor ventricular function. Most Iyengar yoga and Ashtanga yoga
postures would be contraindicated for all classes of heart failure
patients because the isometric nature of such exercise is capable
of generating excessive pressure on the left heart. Inverted poses
should be contraindicated for any patient with existing coronary disease
but especially those with any class of heart failure.

Mind-Body Circuit Exercise
In recent years mind-body circuit training has been successfully introduced
to a variety of disease management programs especially cardiac rehabilitation
programs. Mind-body circuit essentially has the patient graduate from
a relaxation state through a progressive circuit of 4-8 minute classical
and contemporary mindful exercise routines such that peak exercise work
is performed in the middle segment of the circuit, see illustration below.
The advantage of blending a variety of mindful exercise routines is that
it draws on the psychological and musculoskeletal benefits of a variety
of disciplines and is more interesting to many patients than single-form
mindful exercise.
Example Mind-Body Circuit (aerobic endurance, flexibility, and strength)
Meditation or Savasana One circuit, (relaxation pose)
~6-8 minutes per station
Pilates mat work
Tai chi
Select Iyengar or viniyoga poses
Restorative yoga
NIA or Treadmill walking
Key Considerations Prior to Referring CVD Patients to MB Exercise Therapy
Although there are no consensus guidelines on mind-body exercise therapy
the following is a check list of considerations and factors that are important
to consider before starting a patient on more challenging forms of MB
exercise, eg. hatha yoga:
Most recent treadmill ECG results
Exercise tolerance in METS
S-T segment changes
Heart rate - blood pressure response
Cardiac rhythm response
Ventricular function
Associated risk factors
Exercise history
CVD history (CABG, pMI, PTCA, angina)
Musculoskeletal health, especially spine, cervical and low back
CVD-related symptom history
Current medications
Chronic Conditions and examples of appropriate mindful exercise therapy:
Hypertension I & II restorative and low-level Iyengar yoga, TC
Hypertension III & IV restorative yoga, TCC, AT
Recent post MI restorative yoga, TC, TCC, IY, AT, VY
CHF I-III restorative, TC, AT
CHF IV restorative yoga, TCC, AT
MVP restorative yoga, VY,TC, TCC, NIA
PAT restorative yoga, TC, VY, TCC, NIA
NIDDM restorative & IY, NIA, TC, AT
Chronic anger TC, TCC, RY, IY, AT, Pilates, NIA
Anxiety (GAD) restorative yoga, TC, TCC, IY, AT, VY
Depression restorative yoga, NIA, TC, VY
Back pain/arthritis Pilates, AT, IY, VY key: TC, t'ai c'hi; TCC,
t'ai c'hi chih; AT, Alexander Technique; NIA, neuromuscular integrative
action; IY, Iyengar yoga; VY, viniyoga.
Conclusions
Hatha yoga continues to emerge as an effective non-pharmacologic complimentary
approach to treating a variety of disorders. There is scientific evidence
that hypertension, anxiety, depressive disorders, blood lipid disorders,
pain, coronary disease, and poor self-esteem all favorably respond to
many forms of hatha yoga (25). Regular participation in yoga exercise
may also improve compliance because of its portability and relative
low- intensity nature.
Many research studies have demonstrated that individuals can learn to
control specific physiologic parameters with yoga. Despite all of the
interest and perceived benefits of hatha yoga there still remains a
great need for more peer-reviewed and adequately controlled research
trials investigating the impact of hatha yoga on disease states, perceived
stress, and health care costs. Although there is a considerable international
body of research, much is statistically underpowered, lacks adequate
controls, and/or is void of comparisons with conventional health enhancement
models. The quantity and quality of yoga exercise research will surely
escalate as Western graduate schools develop structured course work
and students pursue study and investigational projects in this promising
forms of mindful exercise. Likewise, It is not beyond reason that in
the near future the fitness and health promotion industry will benefit
from the inclusion of mind-body exercise guidelines and resources in
respected exercise consensus publications that recommend appropriate
quality and quantity of exercise for primary and secondary prevention
purposes (1,2,5, & 6). It is conceivable that the alliance of conventional
health promotion programming with mind-body approaches will further
reduce health care utilization and the unnecessary burden of degenerative
disease. Given the present and growing mandate for implementing integrated
disease management programs to effectively reduce health care costs
and inspire self-care, mind-body fitness programs will continue to grow
as an integral element of health promotion and medicine.
References/Resources:
Primary References:
1. Lasater J Relax and Renew. Rodmell Press, 1995 2. Kraftsow G Yoga
for Wellness: Healing with The Timeless Teachings of Viniyoga. Penguin
Putman, Inc., 1999
Supportive Resources/References:
1. American College of Sports Medicine. Guidelines for Exercise Testing
and Prescription. 5th edition. Williams and Wilkins;1995. 2. American
Association of Cardiovascular and Pulmonary Rehabilitation. Guidelines
for Cardiac Rehabilitation Programs. 3rd edition. Champaign IL:Human
Kinetics;1999 3. Lehrer PM, Woolfold RL., eds. Principles and Practice
of Stress Management. 2nd ed. New York:Guilford;1993:443-462. 4. DiCarlo
LJ, Sparling PB, Hinson BT, et.al. Cardiovascular, metabolic, and perceptual
responses to hatha yoga standing poses. Medicine Exercise Nutrition
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Standards: A Statement for Healthcare Professionals from The American
Heart Association. Circulation.1995; 91:580-615. 6. Agency for Health
Care Policy and Research (AHCPR). Cardiac Rehabilitation: Clinical Practice
Guidelline Number 17. U.S. Department of Health and Human Services,
AHCPR Publication No. 96-0672; 1995.
Other Research References:
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Exercise May Not Be Necessary. Perceptual and Motor Skills, 1992;75:1331-1343.
8. Schell FJ, Allolio B, Schonecke OW. Physiological and psychological
effects of hatha-yoga exercise in healthy women. Intern J of Psychosomatics.
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reduction following exercise and meditation. Cognitive Therapy and Research.
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Health. Washington DC:Hemispheric Publishing;1987. 17. Brown DR. Exercise,
fitness, and mental health. In: Bouchard C, Shepard RJ, Stephens T (eds.)
Exercise, Fitness, and Health: A Consensus of Current Knowledge.Champaign,IL:Human
Kinetics, 1990:606-626. 18. Khanam, AA. et. al. Study of pulmonary and
autonomic functions of asthma patients after yoga training. Indian J
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mindfulness meditation. Psychother Psychosom. 1997;66:97-106 20. Harrington
A. (editor). The Placebo Effect: An Interdisciplinary Exploration. Harvard
University Press, 1997. 21. Schmidt T et. al. Changes in cardiovascular
risk factors and hormones during a comprehensive residential three month
kriya yoga training program and vegetarian nutrition. Acta Physiol Scan
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training on physiologic changes in 6 adult women: a case report. J Alternative
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Yoga for rehabilitation: an overview. Indian J Med Sci. 1997, 51:123-127.
24. Luskin FM et. al. A review of mind-body therapies in the treatment
of cardiovascular disease: Part I: Implications for the elderly. Alternative
Therapies. 1998 4:46-61. 25. Monroe R, Ghosh AK, and Kalish D. Yoga
Research Bibliography: Scientific Studies on Yoga and Meditation. Cambridge
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KC et. al. Clinical study of yoga techniques in university students
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Ralph La Forge, M.Sc. Duke University Medical Center Division of Endocrinology,
Metabolism & Nutrition San Diego Cardiac Center Medical Group
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